Social Ecology and the Right to the City — Part 4 : Transforming Social TheoryBy Alexandros Schismenos |
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Alexandros Schismenos is a researcher working on social-historical phenomena of the 21st century. He is coauthor of The end of National Politics with Nikos Ioannou. Writes: Continental Philosophy, Political Theory and Philosophy. Author of : Castoriadis and Autonomy in the Twenty-first Century. (From: Bloomsbury.com.)
Part 4
Metin Guven
The struggle for the right to the city is growing in different contexts all over the world. For example, tens of thousands of people rebelled to protect Gezi Park in Istanbul in 2013, yet their actual driving motivation was resisting the authoritarian government that is trying to control every aspect of citizens’ lives and to suppress every movement that raises concerns. Therefore, it is becoming increasingly important to understand how that context is changing in a dynamic world that is transitioning into a new world order. Old powers are losing their ground and new powers are rising. The neoliberal policies of globalization are adversely affecting the living conditions of people. Because of these changes, authoritarian governments and right-wing populism are becoming more common.
I will try to explore what kind of transformation period we are going through first, then I will try to explain the historical differences of domination among the main civilizations and why I think we would understand the outcome of the current transformation better if we develop a new theory of the State that includes the various state evolutions, especially in Asia.
Fourteen years ago the Iraq war was on the agenda, neocons of the US were planning to take over Iraq in order to establish a friendly government and access cheap oil to stop the decline of the US economy. Within a few years it became a debacle; Iraqi resistance increased the cost of the war to trillions of dollars. It also caused the collapse of the US hegemony project. In 2006 neocons left all positions in the US government. The US entered into so much debt that it hasn’t been in a position to start another war since. Yet the actual decline of the US started in 1970s, with the loss of the Vietnam War being an important turning point. Some relief was provided by neoliberalism and monetary policies during the late 1980s, as well as new economic and financial expansion in the 1990s. However, these policies could not prevent the 2001 recession. The US succeeded in attracting capital flow, but manufacturing in the US was too costly and profit rates were too low. Most investment went to new technologies, but the expected rate of consumption was not realized. The recession of 2008—2009 was even worse, and the next recession could be the worst of all given that income and wealth imbalances are at a historical high.
If we look at the decline of the US in a historical perspective this seems inevitable. Giovanni Arrighi (2007, p.235) explains four systemic cycles of capital accumulation:
Recurrent system-wide financial expansions appeared to return, new rounds of inter-capitalist competition, interstate rivalries, accumulation by dispossession, and production of space on an ever-increasing scale revolutionized the geography and mode of operation of world capitalism, as well as its relationship with imperialistic practices. Thus, if we focus on the “containers of power” that have housed the “headquarters” of the leading capitalist agencies of successive cycles of accumulation, we immediately see a progression from a city-state and cosmopolitan business diaspora (the Genoese); to a proto-national state (the United Provinces) and its joint-stock chartered companies; to a multinational state (the United Kingdom) and its globe-encircling tributary empire; to a continent-sized national state (the US) and its world-encompassing system of transnational corporations, military bases, and institutions of world governance.
One hundred years ago the world was in another transition period, with the UK’s global leadership of capitalism on the decline. Investing in the UK was not profitable; capital was flowing to the US for a higher profit. The US economy was already the largest in the world. The UK economy had been financialized just as the US economy today has been financialized. A 30-year period, including two world wars, brought the end of UK leadership. For the US, a similar period started with Iraq War. There likely will not be another war since the US doesn’t seem to be able to reduce its foreign debt and prepare for another war. Also, other opportunities to start a war between rivals seems very difficult. However, the period of the US global leadership either has already ended or it will end in the near future depending on how that leadership is defined. The US elite are in disarray regarding decisions on how to spend limited resources — whether to erect a wall on the Mexican border or to develop military capacity to match rivals China and Russia (Sonne and Harris, 2018).
There are many possibilities for the next period. One possibility is a new world system with strong global actors including US, EU, China and India. But among these powers China might have much more power than others. The Chinese economy became the largest economy based on purchasing power parity in 2014. It is expected to be the largest in nominal prices during next decade and China is expected to be number one in wealth during the 2030s when India’s economy is expected to catch up to the size of the US economy (pwc.com, 2017).
If we witness another big recession due to the current financial bubble it may also mean the end of liberal capitalism. According to Forbes, currently four of the top ten global corporations are Chinese state banks (Forbes.com, 2018). During the most recent recession China and India were affected the least. Even though they promote capitalist development in manufacturing and service sectors, they regulate and control their finance sector by state banks. For more than a thousand years Chinese bureaucracies have maintained a tradition of controlling capitalist development and preventing it if they think it could be a threat to the Chinese economy or state power. On the other hand, elites of Western countries have started to realize that they don’t benefit from globalization anymore. The Trump administration has already started implementing a reversal of globalization by restricting imports and other state interventions. The US might be forced to implement measures such as universal basic income to reduce social tensions as well.
In short there is a high probability that states will play a more crucial role to maintain current domination forms; states may become the main driving force to change the balance of different domination forms in favor of themselves. I think the concept of the heritage of domination is useful in understanding relationships between different domination forms. During the nineteenth century, revolutionary thinkers tried to explain social relationships based on class domination, as class struggle was mainly determining these relationships at that time. Then all other types of social domination and the idea of domination over nature became critical to understanding social contradictions in the twentieth century.
Social ecology provides a strong framework with which to explain how the legacy of domination and the legacy of freedom played their roles throughout history and brought humanity into the current social and ecological crisis. However, since capitalism and Western powers were so dominant in determining social change during the twentieth century, the focus was mostly on capitalism, even though social ecology advocates the end of all hierarchies and all types of domination to create a free society. We may need to change that focus to the State in the near future if state domination prevails over capitalism.
Murray Bookchin (1982, p. 95) elaborates state domination:
The State is not merely a constellation of bureaucratic and coercive institutions. It is also a state of mind, an instilled mentality for ordering reality. Accordingly, the State has a long history—not only institutionally but also psychologically. Apart from dramatic invasions in which conquering peoples either completely subdue or virtually annihilate the conquered, the State evolves in gradations, often coming to rest during its overall historical development in such highly incomplete or hybridized forms that its boundaries are almost impossible to fix in strictly political terms....Its capacity to rule by brute force has always been limited. The myth of a purely coercive, omnipresent State is a fiction that has served the state machinery all too well by creating a sense of awe and powerlessness in the oppressed that ends in social quietism. Without a high degree of cooperation from even the most victimized classes of society such as chattel slaves and serfs, its authority would eventually dissipate. Awe and apathy in the face of State power are the products of social conditioning that renders this very power possible.
The evolution of the State, Bookchin explained, will not stop and the State seems to increasingly manipulate the economy while developing tools to enhance the cooperation between the State and lower classes of population.
Historically, social theories have concentrated on European states, which were formed during cycles of capitalist accumulation with strong allegiance to merchants and bankers. These states became capitalist nation-states at the end of those state-making processes. However, states all over the world have been formed in a variety of ways during decolonization in the twentieth century. Also cultural differences have made crucial differences in the evolution of the State in different countries. If we compare the oldest civilizations, states first emerged in Mesopotamia and Egypt more than five thousand years ago. These two civilizations had hierarchical social structures, leaving remnants of big temples and palaces. However there is no evidence that similar buildings were constructed during Indus Valley civilization despite the fact that they built larger cities with better designs and more advanced water and sewage systems. Archaeologists haven’t yet found any evidence of kings or military organizations or indications of a hierarchical social organization in the Indus Valley. Some Indian scholars suggest that it could have been a democratic society, even though their writings haven’t been deciphered (Mayank and Nisha, 2011). It seems that the State emerged in India not as a result of internal social dynamics, but was imposed by outsiders, namely Aryan invaders. Also, there is no correlation between the level of civilization and the hierarchical structure of a society. Eventually, the native people of India accepted the imposed institutions, but Jainism and Buddhism—which were against the Aryan’s religion and the class system it brought—could have been influenced by their earlier civilization, and may have been part of their culture, yet surfaced in a different form.
The evolution of the State in China was very different, too. It seems that states emerged during the second millennium BCE—with a gap of more than one thousand years between the oldest states, which had different characteristics. The first kings presented themselves as a God, or representative of God, to legitimize their rule. However, in China the legitimacy of the king or emperor was based on a mandate of heaven (or cosmos). They did not need to be a noble to gain that mandate, but if they ignored the welfare of the masses, or if a natural disaster caused widespread misery, the people might assume that he had lost the mandate of heaven. In such cases rebellion was seen as legitimate. This pressure on emperors to be just led to periods when land was distributed to peasants equally (it was very common during the period of the Warring States). Also, local rebellions were monitored and taken seriously by rulers. The Chinese State has evolved with its own authoritarianism and rationality over more than two thousand years.
The Axial Age is defined as the period between 800 and 200 BCE in which the main religions and philosophies were shaped throughout Eurasia. Before this period great empires collapsed and small kingdoms and states began fighting each other. As opposed to the times when empires lasted for long periods, there was uncertainty and insecurity during the Axial Age. As a result, many scholars started to think about the meaning of life and how to deal with uncertainties. Then very different new ways of thinking appeared (Graeber, 2011). We can compare these developments in three regions where the oldest civilizations emerged.
In the region of the Middle East/Europe both the first monotheistic religion and rational thinking appeared in Axial age. Greek democracy emerged based on ethics developed by rational reasoning, while Judaism was being shaped in the Middle East. Greek civilization attained peak achievements in many areas. However, even though the Macedonian and Roman empires later helped spread Greek culture throughout most of Europe and the Middle East, the core ideas of Greek civilization— democracy and ethics—disappeared. Instead, the Roman Empire adopted Christianity as its official religion well after the Axial Age. Philosophy was suppressed in favor of monotheistic thought. Romans ransacked Greek cities taking writings and sculptures to Rome, sometimes killing or enslaving Greek philosophers and artists. They used the engineering knowledge of Greeks and copied their architecture and esthetics. On the other hand, emperor Jovian in 363 CE burned the Royal Library of Antioch as well as the temple since there were pagan writings there. At the end there was no continuity in Greek ideals. Those ideals, such as democracy and ethical society resurfaced as part of the heritage of freedom about two thousand years after direct democracy was destroyed in Greece. Europe was under religious dogmatism until the seventeenth century while philosophy and science were being developed in other parts of Eurasia.
In India both Hinduism and Buddhism appeared during the Axial Age. Basic concepts of Hinduism were defined in the Upanishads written in this age. However, this philosophy has been adopted in a variety of different ways. Eventually polytheistic forms of Hinduism became dominant in India. Even though Buddhism shares some of the concepts with the Upanishads, there is no worshiping of any God in Buddhism. It teaches that “man can gain deliverance from suffering by his own efforts” (Access-toinsight.org, 1995). During the late Axial Age, the Maurya Dynasty ruled almost all of the Indian subcontinent. Ashoka was the grandson of the founder of the Maurya Dynasty and he became a Buddhist after a bloody war to conquest Kalinga about 263 BCE. That war converted him to a stable and peaceful emperor as a result of the sorrow and regret he felt. He became a patron of Buddhism until he died in 232 BCE. He left a legacy of peaceful ruling in harmony and diversity based on ethics he wrote in his edicts. These edicts included banning animal sacrifice and elimination of meat eating on many holidays. But this legacy did not provide a way of selfdefence for people in India, nor could it prevent development of the caste system. The history of India has been mostly the history of foreign invasions by nomadic nations or imperialists, which were catastrophically worse than the former.
The Axial Age in China was the period of small kingdoms or states. Those states were consolidated into seven main states by 476 BCE. Then the Warring States period started. This was also a legalist period in which a realistic consolidation of the wealth and power of autocrats and the State was emphasized while ignoring morality and the goal of an ideal rule. On the other hand, Confucius developed a philosophy based on secular morality. His rationality was mostly applied to the conduct of state rule by an elite as opposed to the Greek rationality of rule by the people. Confucian ideas presumed that human nature is potentially good. Rituals and self-cultivation provide a means to attain that potential. He emphasized leading by virtue rather than enforcing by law. Confucianism became the philosophy of most dynasties during Chinese history starting with the Han Dynasty (206 BCE—220 CE) at the end of the Axial Age. Starting in 136 BCE the Han Dynasty sponsored Confucianism and encouraged nominees for office to receive a Confucian-based education. During the Han Dynasty the total number of bureaucrats employed by central and local governments was estimated to be more than 130,000 in 5 BCE (Keay, 2009).
Confucian studies were heavily influenced by Daoism and Buddhism after the Han Dynasty. Then during the Sui (581—618) and Tang dynasties (618—907), Buddhism became widespread and supported by the emperors. However, it was crushed between 843 and 848 BCE when Buddhist temples had accumulated most of the available gold, silver and copper as statuary while the government was not able to find enough precious metals to mint coins. At the end, superstitious and mystical elements of Taoism and Buddhism were eliminated from Confucian studies and the new orthodoxy emerged in the 11th century as Neo-Confucianism. Also in the Tang dynasty, the examination system superseded the apprentice/nomination alternative, and was formally institutionalized by the Song emperors to recruit officers in the years 960—1279 (Watson, 2006). The number of candidates taking officer exams in the thirteenth century reached 400,000.
The Chinese state has evolved in continuity over three millennia. Its huge bureaucracy has historical experience controlling the spread of religion and capital accumulation, and mobilizing people for a variety of goals such as education, agricultural projects, and war. We shouldn’t expect that such a state would become a capitalist state. On the contrary, such a state with its own traditions of protecting its interests may shape capitalism into a new form by using its own rationalism.
Murray Bookchin (1982, p. 127) warned us about state power: “Like the market, the State knows no limits; it can easily become a self-generating and self-expanding force for its own sake, the institutional form in which domination for the sake of domination acquires palpability.”
China had a “century of humiliation” between the mid-nineteenth and mid-twentieth centuries, starting with the Opium Wars and the invasion by European states, and then by Japan. Now China is regaining confidence under Chinese Communist Party (CCP) rule, as John Osburg (2013:, p.822) explained:
In many ways, the financial crisis of 2008 gave the Chinese leadership even more confidence in the superiority of their form of state-managed authoritarian capitalism to the laissez-faire capitalism of the United States. In the most basic terms, the CCP hopes to maintain the embeddedness of the market in state structures that it controls in order to ensure that the market is harnessed to serve political goals, such as fostering indigenous innovation, maintaining social stability, and preserving CCP rule (not to mention the unstated goal of enriching elite families). As China has become less reliant on foreign investment in recent years, it has been able to more assertively promote and protect its own companies and interests, much to the annoyance of the Global North....Despite the fact that many SE (state-owned enterprises) are publicly traded in overseas stock markets, the Chinese state is still the majority shareholder in these companies, which are overseen by the State-owned Assets Supervision and Administration Commission of the State Council (SASAC). Their CEOs are appointed by the CCP’s Organization Department, the same bureau that appoints all other CCP officials. They control all industries deemed of strategic and national importance: steel, petrochemicals, transportation, utilities, and virtually all banking and financial institutions.
Apparently the Chinese state seeks “domination for the sake of domination” and also revanche for the century of humiliation.
The early twenty-first century witnessed a historical transition—the failure of the world hegemony project by the US and the rising power of “emerging markets.” This transition can be interpreted in many other ways as well: the revival of Asian states from the destruction of colonization in the nineteenth century; the reemergence of China after a century of humiliation and taking over its previous role as the largest producer and innovator of the world; the rising old superpower of Russia after the collapse of “real-socialism” during the 1990s; or all of them at the same time. But one aspect of this transition is clear: homogenization of the world by globalization is over. Quite to the contrary, cultural differences are becoming more effective in shaping the new world order. China doesn’t compromise when it comes to state domination of the economy and India didn’t compromise on protecting small farmers during the Bali and Doha rounds of WTO discussions, even the country permits large agricultural projects.
Also, for example, Bookchin (1982, p. 139) commented that: “The legacy of domination thus culminates in the growing together of the State and society—and with it, a dissolution of the family, community, mutual aid, and social commitment.” But, generally, this doesn’t apply to Asian societies with their gregarious culture. Confucian authority of parents in the family is still common in China and the CCP is using Confucian ideas to strengthen its authority. The fact that 88.4 per cent of marriages in India are arranged by parents shows how family ties are still strong there.
The capitalist nation-states of Europe evolved from weak kingdoms in the periphery when the production centers of the world were in Asia. Europe didn’t have much to sell to Asia in exchange for tea, spices, silk, porcelain and other luxuries at that time. These states had few choices to accumulate power other than developing military technologies and expanding their overseas colonies, which they plundered. In the end, an irrational capitalism dominated Europe since there was no strong State with an ethical tradition. On the other hand, the State has evolved in China for over four thousand years. Confucian traditions have provided this state an authoritarian rationalism with a secular ethic. Today China not only provides a model to other states in the developing world, but also finances most of the projects in those countries. Eventually that model may affect capitalism in developed countries as well. It is hard to predict how it would manifest itself, but we can see some trends as President Trump advocates protectionist policies for the US. However, in the long run an authoritarian rationalism may become more dominant.
Neoliberal capitalism destroys safety nets in society, increases inequality and makes people more atomized by increasing competition for jobs. On the other hand it makes the balance between society and nature more fragile as it relentlessly destroys nature. However, all these irrational developments may eventually cause the collapse of modern society—the existence of humanity is seriously threatened. An authoritarian rational state may ease these policies and make capitalism a less urgent existential threat to humanity, presenting itself as a solution to such a threat.
The heritage of domination needs to provide some hope to make people’s lives better. Currently neoliberal capitalism claims that new technologies, such as driverless cars or artificial intelligence, will make life easier. But they will only increase the profit of corporations while people will experience the same difficulties. On the other side of the world hundreds of millions of people were lifted out of extreme poverty as a result of the CCP’s policies, and new reforms are on agenda in order provide more people with safety nets. During the nineteenth National Congress of the CCP, President Xi Jinping said, “What we now face is the contradiction between unbalanced and inadequate development and the people’s ever-growing needs for a better life” (Chinadaily.com.cn, 2017). This definition of the new era shows that the CCP will follow more rational policies while strengthening its authoritarian power.
In the end, a struggle for freedom against such a rational State poses a much more difficult challenge than a struggle against an irrational capitalism. Current state theories that include only developments in the region of the Middle East/Europe will be of limited use for this challenge. These theories assume that states in other civilization centers would evolve in the same way. But the current reality doesn’t show any evidence in that direction. Therefore, I think a new state theory that elaborates the differences in the evolution of states and the possibilities for the role of the State in the near future is crucial as we prepare ourselves for new struggles against the kinds of hierarchies and domination we will face in the future.
This theory should help the Left to understand and foresee how authoritarian states have evolved and are likely to evolve and influence other states in the future. Such a theory would be crucial for the Left to prepare itself for struggles in the upcoming political environment. Moreover, it would provide a perspective such that class reductionism does not blind the Left when it is becoming ever more critical to fight against domination by the State, so that we might all live in a society free from all forms of oppression.
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Alexandros Schismenos
One could argue that since the dawn of modernity, humanity has been in a situation of constant crisis. Today we find ourselves amid a nexus of crises: an economic crisis, a political crisis, and an ecological and anthropological crisis where both the human and natural environments are threatened. The privatization of public time and space, under the false identification of public with state, transforms social geography and the public architecture of life. We are also witnessing a rapid transformation of national politics under the grid of transnational networks of power, combined with a revival of nationalistic rhetoric as a means for manipulating populations.
In order to clarify the current crisis—a crisis of significations—it may be useful to delimit, schematically, some areas of its manifestation. I use the term “significations” in the Castoriadean sense, namely, the “preeminent element in and through which the social-historical unfolds” (Castoriadis, 1997, p. 201), which includes the dominant norms, purposes and attitudes that characterize a specific society. The purpose of this article is to correlate central aspects of the crisis of established significations in order to highlight the opportunities for social emancipation that emerge through collective forms of direct democracy inspired by social ecology that create a free public time. I use the term “public time” as defined by Cornelius Castoriadis, as the “dimension where the collectivity can inspect its own past as the result of its own actions, and where an indeterminate future opens up as domain for its own activities” (Castoriadis, 1997, p. 281).
My main point is that the creation of a free public time implies the creation of a democratic collective inspired by the project of social ecology. The first and second parts of this article focus on the modern social phenomena correlated to the general crisis and the emergence of the Internet Age (Castells, 2012). The third and fourth parts focus on new significations that seem to inspire modern social movements and the challenges that modern democratic ecological collectivities face. I use the term “social ecology” as defined by Murray Bookchin: “Social ecology is based on the conviction that nearly all of our present ecological problems originate in deep-seated social problems” (Bookchin, 2006, p. 19). And I use the term “democracy” exclusively in the original, true meaning, of direct democracy where society is self-governed by the equal participation of every individual to political decisions and functions, as opposed to a modern representative democracy or republic, where political decisions rest in the hands of an oligarchy. In this sense, a truly democratic political collectivity is a truly ecological collectivity and vice versa.
The globalization of power and market mechanisms has spread the net of bureaucratic capitalism across the globe and stretched it to its limits, both internally and externally. Internally, because capitalism waives the requirement to provide a coherent meaning for the populations it dominates. It deregulates processes that are necessary for social cohesion, and ensures a psychical internalization of norms for the purposes of the system among the majority.
Externally, because the capitalist political and economic system, which was never actually controlled or regulated, is unable to fulfill both its general purpose, namely the unlimited dominance of rationalistic control and capital growth, and the specific purposes of elites and trusts that constitute the power network of globalized bureaucratic capitalism. A fraction of this network was revealed in the Panama papers imbroglio (Obermayer and Obermaier, 2016).
The system has approached its natural limit as available resources, both environmental and human, appear close to exhaustion. Besides capitalism’s unlimited ambition, there is a destruction limit onto the brink of which we walk blindfolded—the brink of natural disaster, environmental disaster, social disaster, and even nuclear disaster. The whole range of nightmares and dystopias stand like potential realities before us.
The core values of Western societies have been reduced to the capitalist irrationality of economic growth. Formerly prosperous civilizations have been subdued by imperialism, their cultures destroyed by the advance of colonization and capitalization. Both the inner collapse of communal and social values within Western societies and the external destruction of other communities and cultures have resulted in a modern society that is incapable of creating social significations that constitute a positive common meaning towards a positive common future. Ultimately, this process has undermined the foundations of social belonging and identification, producing a world where the only value afforded any kind of worth is monetary. Money in itself is only a measure of value and, in this sense, is actually valueless.
The most recent and visible aspect of this multifaceted crisis of significations is the economic crisis associated with the burst of the subprime mortgage bubble in 2008. However, this process actually began in the 1970s during the OPEC oil crisis, which saw the surrender of North American labor unions and the launch of Reagan and Thatcher’s neoliberal doctrine. The main feature of this doctrine was the triumph of closed interest groups that promoted a version of capitalism even more predatory than the New Deal or the European social-democratic versions of postwar capitalism—those at least had provided some degree of social security measures. State authorities swiftly and voluntarily abolished financial regulation tools that formally kept multinational private capital in check. Society also adopted the “Shock Doctrine,” which Friedman characterized as modern capitalism’s core tactic for the subjugation of societies and the dismantlement of labor (in Klein, 2007, p. 6).
The construction of huge megacities smothered the urban public space under a network of commercial zones. The basis of societal cohesion, the spirit of community, withered away. When community between people vanishes, the communal bond between nature and society is also shattered. The privatization of urban public space began under what can be described as a false conflation of the public and the State. As Murray Bookchin understood, it was a consequence of the failure of collective initiatives that had “stagnated as moribund relics of an era washed away by the social reaction of the 1990s, or regrettably, [had] become purely privatized” (Bookchin, 1995).
The implementation of these policies fundamentally altered the social geography and the public architecture of the city. Major cities became dense population hubs with energy demands in excess of the levels formerly required by entire countries. Inner-city landscapes became divided into three discrete zones with exploitative relations—housing blocks for the majority, mansions for the dominant elites, and ghetto jungles for marginalized minorities. A vast network of markets divides and at the same time connects these isolated zones under the circulation of products. As cities expand, the foundations of community and the conditions for democracy narrow, transforming cities into hives of private cells where circulation replaces community.
The transformation of cities into zoned areas of product circulation stems from the expansive capitalist imagination of the Industrial Revolution. The phenomenon of modern urbanization is distinct from the development of cities as independent political entities—for example, just as urbanization had occurred in late Medieval Italy. Modern urbanization transforms urban communities into production and distribution hubs with little consideration for public human life and public social space.
Alongside the destruction of public social space and community, there has been large-scale destruction of the natural environment. The destruction of nature that began with the dawn of industrial capitalism has led to the current ecological crisis whose effects are evident in an undeniably emphatic way. There is no need to argue here for what everyone knows and witnesses in the perturbation of natural processes, extreme meteorological phenomena, and mass extinction of species. Scientists recently attributed the term Anthropocene (Carrington, 2016) to the period since the Industrial Revolution, elevating modern human activity to the level of geological forces.
These two types of crisis, economic and ecological, constitute a broader crisis of significations that includes the social, cultural and anthropological (Castoriadis, 1982). In the sense that the misguided signification of unlimited growth has made a desert of the human environment itself, and in the sense that it seeks to dominate the totality of society, it has accelerated desertification on both the natural and the cultural dimension. The system has failed to legitimize its core impetus for growth, creating a hollow meaning that is reducible to bottom-line profitability.
In my opinion, the full implementation of the growth doctrine seems to be hindered by three main factors:
the exhaustion of natural resources;
the collective resistance of communities and the psychic resistance of individuals who create new, global networks of sociality at a time when traditional institutions are being dismantled; and
the fundamental contradiction within capitalism itself, which objectifies people while its function is based precisely on the exploitation of human ingenuity.
To the extent that the economic motivation of unlimited growth and profitability remains the dominant imaginary signification, the tension between systemic pursuits and the rapid self-destruction brought about by their achievement has resulted in a field of constant reproduction of the crisis.
Currently, the abandonment by the State, not only of financial regulations, but also of social services, deprives it of any social rooting. As a result, while a nationalistic propaganda still pervades all modes of discourse from entertainment to politics, the real strength of the Nation-State is declining. A globalized economy transfers power to international institutions, which help elites bypass national constraints. At the same time the use of a nationalistic rhetoric keeps populations under control within those constraints.
This blurs the precise borders between countries, as the distinction between interior and exterior liquidates, while war fronts multiply. Modern warfare and the rise of “anti-terror” campaigns creates new borders within societies, within cities, and across countries. At the same time, there are signs of a deep corrosion of republican representative politics, revealing the ever-present divide of interests and sentiments between society and the State. The Trumpian degradation of US politics signifies something by signifying nothingness, the representative void.
The decline of nation-state power is indicated not only by the enforcement of austerity by organizations like the IMF, the World Bank, and the European Central Bank on countries like Argentina and Greece,[31] but also by the emergence of secessionist movements that have emerged in response to international politics (e.g. Cataluna). The local has become inextricably linked with the global. Societies are both local and global in the sense that everything that happens locally is projected globally, and what is displayed globally is diffused locally. There is no detached place since information has the ability to exceed geographical boundaries and spatial limitations, while satellites map every corner of the planet. When ecological or social disasters are viewed and felt around the world, a consciousness of global interdependency seems to be formed in terms of either common despair or common solidarity.
Murray Bookchin warned us that “unless we realize that the present market society, structured around the brutally competitive imperative of “grow or die,” is a thoroughly impersonal, self-operating mechanism, we will falsely tend to blame other phenomena—such as technology or population growth—for growing environmental dislocations” (Bookchin, 2006, p. 20). Consequently, the project of ecology cannot be separated from the project of social transformation; social ecology thus implies a need to emphasize social equality and democracy.
In conclusion, it is obvious that the different aspects of the global crisis of our time are interlinked by the main social imaginary impetus of capitalist globalization, which is expansive growth and total exploitation of human and natural resources. The crisis is self-generated by the expansion of the capitalist system inwards and outwards. As this expansion reaches the limits of the human and natural environments, the political character of the problem cannot be concealed, nor can its ecological ramifications. The values of human liberation and natural balance remain interlinked with the principles of direct democracy and social ecology, which provide the conceptual framework of a different way of societal life.
We live in the first period in history when the urban population exceeds the rural. At the same time the city, as a political and social entity and unity, is being dismantled. It is being rebuilt into a set of segregated functions, with respect to public space and public time. Likewise, personal time is sliced into distinct occupations defined by production or consumption. Public time is also sliced into “zones of leisure” and “zones of labor,” both of which are exploited for profit. Commodities of leisure are presented as common values while the vast majority of humanity is excluded from leisure and commodities. The division of wealth, exploitation of both workers and the unemployed, and the gap between privileged elites and excluded populations are now at the widest and deepest points in history.
Within the current socioeconomic landscape the emergence of the internet has brought a new field of projection and reconstruction of public and personal identities, enabling almost infinite possibilities. The digital person—fragmentary, but at the same time a multiplicity of representations of the natural person—brings forth a new problematic of the individual’s relation to themselves and to society. It offers a worldwide surface for the reflection, projection, and re-creation of personal preferences and views, in a completely disembodied and virtual manner.
On one hand, the internet seems to provide a medium for even deeper personal fragmentation and isolation. Online, the user is at the same time invulnerable and vulnerable. Invulnerable as a digital self materially detached from its physical existence, vulnerable as a physical/psychical subjectivity with a social identity embedded in the broader social environment. The digital self is a patchwork of images, preferences, comments, trends, and contacts—a conscious reconstruction of the individual projected onto a virtual global public platform. Social cohesion of the personal image, which was formerly dependent on the natural presence of the individual, dissolves within the digital multiplicity of pseudo-personas. Personal identity loses its original foundation, the social significance of the individual’s consistency as a singular, actual personality.
On the other hand, the internet, as a medium for direct and simultaneous global communication, has demonstrated many liberating capabilities: disseminating knowledge, socializing research, communicating societies, overcoming censorship, and overcoming ethnic and cultural exclusions. Although it has become an instrument of widespread control, it is also a tool for widespread solidarity and the emergence of new social movements (Castells, 2012). For the first time there is a global public time within a virtual space.
This global temporality that has formed in and through the internet is at the same time synchronic and diachronic. Nevertheless, it is not in accordance to social time, which is essentially local. Direct accessibility flattens the critical significance of information within its continuous flow, where information sets can be articulated into pseudo-narratives, and where the quantity of information ultimately constitutes the quality of meaning, however absurd. The fundamental properties of the Internet—speed and condensation—express precisely this principle of expansion through contraction.
Without a common criterion of value or truth, which is offered in the non-digital world—at least partially—by the social-historical reality and the real limitations imposed by society as the “objective” world (in the sense that it transcends subjectivity) or by “nature,” the only criterion of value that remains is popularity.
At the same time, every marginal idea, whether radical and liberating or reactionary and obscurantist, now shares an ability of propagation previously limited to the dominant discourse. Every individual or group now shares, at least in theory, the same potential public audience—the whole of digital humanity. Without a mechanism for proof of validity, validity is gained and lost through the flow of information itself. New online funding tools, such as crowdfunding, are widely visible to the public and offer money for projects that would otherwise be hopeless or even non-existent. This visible public surface seems unlimited in range, but is actually limited in scope as the majority of the Internet lies within unsearchable areas called the “Deep Web,” which includes the “Dark Web,” where black market economies flourish.
In sum, the internet has created new challenges for direct democracy, but one should always keep in mind that a precondition for democracy is a community that exists in relation to its natural environment—antithetical to the Internet. The emergence of new significations of global solidarity, liberated knowledge and free community has been augmented by the Internet, but in fact needs to take place in actual social reality.
The twenty-first century has, thus far, been marked by financial crises, the implementation of neoliberal policies on a supranational level, the ascension of international financial organizations to a central decisionmaking level, the violent dissolution of local communities, and the fragmentation of public time. However, this corrosion has been met with successive revolts, the awakening of a universal solidarity and resistance, the creation of imaginary communities, and the spreading of the concept of the commons. The anti-globalism movement, the Occupy Movement, the movement of the Kurdish people in Rojava, and the Zapatistas movement as the first groups to use the internet as a means of global solidarity, are all examples of the dynamic struggle for autonomy and democracy. Although the outcome of these movements and social conflicts remains uncertain, the rise of the internet has meant they are now performed for a global audience with variable levels of involvement. Meanwhile, what is at stake is the future itself in the most comprehensive sense—the existence of a future.
Against every manifestation of a given crisis, new possibilities open, new significations emerge, and the values of solidarity and community are revived on a broader scale. They emerge within a radical political context, into forms of self-governed communities that aspire to direct democracy.
What is apparent in recent years is a multifaceted resistance of societies. A resistance formulated not in terms of electoral representation, but in terms of direct democracy, within communal forms of life. The refutation of sovereign institutions becomes even more obvious, by the positive activity of social movements, by the creation of primary institutions of direct democracy, social solidarity and local self-government, to some extent, like the aforementioned Zapatista communities, the Kurdish horizontal assemblies and, temporarily, the occupied factories in Argentina and Greece (VIO.ME in Thessaloniki). The VIO.ME factory was occupied by its workers in 2011, who decided not only to self-manage their working space, but to transform it into a space of democratic cooperation and political decision. A columnist of The Guardian described VIO.ME thus:
For a start, no one is boss. There is no hierarchy, and everyone is on the same wage. Factories traditionally work according to a production-line model, where each person does one- or two-minute tasks all day, every day: you fit the screen, I fix the protector, she boxes up the iPhone. Here, everyone gathers at 7am for a mud-black Greek coffee and a chat about what needs to be done. Only then are the day’s tasks divvied up. And, yes, they each take turns to clean the toilets. (Chakraborttya, 2017)
We should also note that the VIO.ME workers organized open assemblies with the local community, solidarity actions to immigrants and ecological movements. Most importantly they have criticized not only the structure of labor, but also the product itself. VIO.ME have decided against chemical products and now produce eco-friendly soap and cleaning products.
Against such examples of social movements organizing themselves using methods of direct democracy, the crisis of political representation and identity has largely manifested itself as a revival of nationalistic rhetoric. Still, global networks of solidarity challenge the validity of official borders, forming nodes of free social space and free collectivities that challenge the jurisdiction of the State.
Fukuyama’s doctrine of the “end of history” (1992) is a symptom of the crisis of the association of public time with subjective temporality—a crisis of our relation to the past and the future, a loss of the future and a leveling of the past. Yet, social struggles and social movements can create new forms of free public time and an opening to a common future. A new ecological consciousness has arisen—democratic, anti-authoritarian, and connected to the environment. Pro-environmental protests and political struggles, such as the US anti-pipeline movement in Dakota and the antigold movement in Chalkidiki, Greece, provide the seeds for a new sensus communis, a new sense of common good and humanity.
We are also witnessing the emergence of new social movements, unrelated to traditional trade unions or parties, which do not seek to implement readymade plans but to create a new open free public space and time. Besides the aforementioned movements, such urban grassroots networks are present not only in Western countries, but in many other parts of the world, including South America, Africa, East Asia, and Central/Eastern Europe.
These are movements without leaders—movements that seem fragmented, but which allow for the creation of free networks and mutual complementary structures on many fields and places within the broader social-historical narrative, precisely because they have a common project and create a common meaning. That is, self-governing direct democracy without authoritative power, without party representatives, and without state officials.
And this indicates a different answer to both the crisis of political representation, and to the identity crisis of the individual who finds it difficult to identify with national state mechanisms. This is not because propaganda is insufficient, or because there is access to a wider world, but because these mechanisms themselves have been exposed to signify nothing except empty automations deprived of their original meaning and their old vision.
Democratic ecological movements redefine private and public relations in the sense that they create a free public space that belongs neither to private capital nor to the State. And this implies a free public time of social interaction and political decision, like the Nuit debout movement—symbolically expressed by the creation of a prolonged month of March, and a significant example of the correlation between public time and political action.
Following major protests on 31 March 2016, against proposed labor legislation and the subsequent loss of workers’ rights, the Nuit debout movement flooded the squares of French cities. The manifold manifestations of this movement can be seen as a symbolic act with deep political connotations. The people who participated in the movement defied the official calendar by counting the days of March beyond 31, renaming 1 April as 32 March, 2 April as 33 March, and so on. This new “Martian” revolutionary calendar echoed the proclamation of Year 1, and the replacement of the official calendar, by the revolutionaries of 1792. The renunciation of the official calendar, however theatrical, is a French revolutionary tradition. It is a public gesture that exposes the deep dependence of authorities upon an established social temporality, both daily and historical.
By symbolically deregulating the official calendar, the movement defined itself as a historical event and widened its temporal horizon with the proclamation of a different social temporality. This symbolic expression liberated public space and created a common public time. Of course, this was never going to be enough to radically bend the established domination or derail the dynamics of regularity, but it reveals a certain autonomy and selfconsciousness of the movement as a creator of its own free public time.
If one looks to the past, one can find many examples that underline the close dependence of political time on public space. Each society is structured in three realms: (1) the private sphere; (2) the private/public (i.e. the sphere of communication and culture); and (3) the purely public sphere—the field of political decision-making. In societies where political power lies within a state hierarchy, public functions, both cultural and political, are subordinate to state power and private space—time becomes contracted and isolated.
The division of the day into equal hours is not natural (since the length of a natural day varies), but was an achievement of the monastic movement based on the needs of common prayer (division of the day into equal 3-hour periods). It was also the first disciplinary normality imposed on social temporality and the first attempt to measure time, regardless of the social activities of rural life (Landes, 1983). The bell tower became the regulator of public time, while public space was restricted to ecclesiastical courtyards.
When political power was transferred to the cities in the late Middle Ages, at the time of the invention of the mechanical clock (around the thirteenth century), the new symbol of public time first appeared on the towers of the rulers, as power leaned towards the secular sphere. The mechanical clock bridged the feudal and proto-capitalist worlds.
Industrial organization required more accurate measures, while time units were diminished to picoseconds (10–12 seconds). The dominance of economic activities over other social functions, the dominance of the capitalist imaginary, and the primacy of production transformed social life in terms of functionality. Conflict between the State and society meant conflict over public time and public space.
The mechanical watch, when it became a portable pocket or wrist watch did not mean an inconceivable personalization of social time, but the colonization of personal time by regulatory mechanisms that already organized productive public time.
The recent neoliberal attack on nature and society marks the concession of state-managed public space to private capital, granting its full privatization. It also signifies the transformation of private time in terms of productivity, since the equation of time with money, a fundamental principle of capitalist production, is rooted in the equation of the user with the product. The globalization of information and product circulation organizes the regulation of private time on a global level, under a variable but unified timetable of financial procedures.
On the other hand, the global diffusion of information produces cracks in the dominant social temporality and regularity, offering opportunities for the creation of social networks beyond the dominant constraints. Under these conditions political time becomes “dense,” and seems to expand and contract depending on the social occupation and recreation of free public space.
But the social background of modern human existence—the urban landscape of megacities—is a problem in itself. The modern city is not an ancient democratic polis, but rather, as Aristotle would claim, Babylon. Modern collectivities create, within the urban network, new and free egalitarian social spaces, like Nosotros in Athens or Micropolis in Thessaloniki. They are self-managed and open to anybody, hosting a wide range of social and self-educational activities. They utilize a form of direct democracy at the levels of individual participation and collective decisionmaking. Nosotros was founded in Athens in 2005, in the center of Exarcheia, by an anti-authoritarian initiative, while Micropolis was founded in Thessaloniki in 2008 amid the December riots. Both are based on principles of direct democracy, equality, and actual creative participation.
Since their inception, a constellation of free social places have emerged in other neighborhoods and in smaller Greek towns such as Ioannina, Larisa, and Komotini. They form a network of political, social and cultural activities without any exclusions or separations. Seeds of new democratic forms of life, perhaps, but against the dominant paradigm they face tremendous pressure and depend upon remaining open to the broader society. They alter the social landscape of the city through their activities. These are not self-referential, but refer to society, interacting with and acting on the city. They embody the project of a democratic ecological society, albeit in a limited but inspiring manner, both by their activities and their presence, which depend on individuals interacting with mutual respect for one another.
Democratic ecological collectivities, which explicitly combine the project of social ecology with the project of direct democracy, must move beyond the collegial and create institutions of education and communication marked by cohesive political activity across a wider social-historical field. We may, perhaps, schematically designate four moments of political time to autonomous collectivities. They all involve and presuppose a public conflict with established authorities.
The first moment, when the collectivity first opens up to society, involves the initial creation of a broader social environment. The creation of free social spaces seems to be the limit of this moment. If this limit is not exceeded through connection with broader society, free social spaces can become self-referential and, sooner or later, collapse internally.
If this limit is exceeded, then we proceed to the next moment, which can only occur within society—that is, beyond the collective since the activity of the collectivity exceeds the collectivity itself. It involves the cocreation of networks of solidarity, communication and action on local, regional and global scales. It involves the creation of free open public spaces. It means creating a limited public space—time for communication and a limited public space—time for political decisions.
Opening a free public space presupposes a break with state and capitalist mechanisms. It is an initial step. The second step is explicit self-determination to enact institution-building through direct democracy and public deliberation, in order to realize autonomy in terms of social functions and a complete rupture with the State. I use the word “autonomy” not in reference to the Italian “autonomia ’ or to the Kantian concept, but as defined by Castoriadis: “the self-positing of a norm, starting from some content of effective life and in relation to this content” (Castoriadis, 1997, p. 401). In this sense, social autonomy is direct democracy as it is essentially linked to the autonomy of the individual and enabling society to create its own institutions.
We can imagine explicit self-determination if we consider a selfsufficient local network that is not subject to state or capitalist taxation or oversight. It constitutes a fundamental division between free communities and the State. However, it is not yet an autonomous society until a complete public space is established along with a public time for free communication, yet with limited public space—time for political decision-making.
In order for social autonomy to be realized, society must have the power to explicitly re-create its central institutions, namely politics, justice, and education, in a democratic and egalitarian manner. The people, as free individuals, must be able to establish laws by means of open public deliberation and through the establishment of direct democracy. This would presuppose abolishment of the State and subordination of the economy to democratic politics. But it also presupposes the psychical transformation of the individual to an autonomous, reflective and deliberative subjectivity. It presupposes a democratic education that cannot be separated from the experience of direct democracy in practice, via a praxis of autonomy. It also means establishing a complete public space and time for free communication, and a complete public space and time for political decision and action.
Back in 1969, Ecology Action East—a collective that included Murray Bookchin—published a statement that asserted, “We hope for a revolution which will produce politically independent communities whose boundaries and populations will be defined by a new ecological consciousness.” It is now evident that this ecological consciousness is also a political consciousness that demands a self-reflecting direct democracy against hierarchy and economic growth— one that combines ecological and social struggles within the project of building a democratic ecological society. Under the global threat of disaster, this is the challenge facing communities and societies today; for the future remains, as always, open for societies themselves to determine.
Bookchin, M. 2006. Social Ecology and Communalism. Oakland: AK Press. Bookchin, M. 1995. Comments on the International Social Ecology Network Gathering and the ‘Deep Social Ecology” of John Clark. [Online] [Accessed 25 March 2019]. Available from:
http://dwardmac.pitzer.edu/anarchist_archives/bookchin/clark.html Carrington, D. 2016. The Anthropocene epoch: Scientists declare dawn of human-influenced age. The Guardian. 29 August.
Castells, M. 2012. Networks of Rage and Hope: Social Movements in the Internet Age. Cambridge: Polity Press.
Castoriadis, C. 1982. The Crisis of Western Societies. Telos, 53, 17–28.
Castoriadis, C. 1997. The Castoriadis Reader. London: Blackwell .
Chakrabortty, A. 2017. How could we cope if capitalism failed? Ask 26 Greek factory workers. In: The Guardian. 18 July 2017. [Online] [Accessed 25 March 2019]. Available from:
https://www.theguardian.com/commentisfree/2017/jul/18/cope-
capitalism-failed-factory-workers-greek-workplace-control
Ecology Action East 1969. The Power to Destroy, the Power to Create. [Online].
[Accessed 25 March 2019]. Available from:
https://rioprarua.noblogs.org/files/2015/05/1969-Power-to-Destroy.pdf
Fukuyama, F. 1992. The End of History and the Last Man. New York: Free Press.
Klein, N. 2007. The Shock Doctrine: The Rise of Disaster Capitalism. New York: Picador.
Landes, D.S. 1983. Revolution in Time. Massachusetts: Harvard University Press.
Obermayer, B. and Obemaier, Fr. 2016. The Panama Papers. New York: Oneworld Publications.
Alexandros Schismenos is a researcher working on social-historical phenomena of the 21st century. He is coauthor of The end of National Politics with Nikos Ioannou. Writes: Continental Philosophy, Political Theory and Philosophy. Author of : Castoriadis and Autonomy in the Twenty-first Century. (From: Bloomsbury.com.)
Brian Morris (born October 18, 1936) is emeritus professor of anthropology at Goldsmiths College at the University of London. He is a specialist on folk taxonomy, ethnobotany and ethnozoology, and on religion and symbolism. He has carried out fieldwork among South Asian hunter-gatherers and in Malawi. Groups that he has studied include the Ojibwa. (From: Wikipedia.org.)
Daniel Chodorkoff is the cofounder and former executive director of the Institute for Social Ecology in Vermont. For fifty years now, he has been actively committed to progressive urban and ecological movements. Chodorkoff has a PhD in cultural anthropology from the New School for Social Research, and was a longtime faculty member at Goddard College. Chodorkoff is also author of the novel "Loisaida."... (From: new-compass.net.)
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The Present is Pregnant with a New Future
Olli Tammilehto
A key focus in social ecology has been the bringing about of profound societal change. This has been thought to mean a period of groundwork after which there would be a rapid revolutionary transition. Social movements, especially in cities, are seen as agents of change to a decisively more democratic and ecological society. This article contributes to an understanding of the dynamics of major societal shifts and the role of movements. It develops a theory of a preexisting world—a “shadow society”—which enables societal transition, and makes a “societal phase shift” possible.
The first section of this article sketches out western thinking about gradual versus abrupt change in nature and society. The following section describes historical and recent instances of abrupt social change. The third section introduces the concepts of “shadow society” and “shadow personality” and delineates how they help to understand the dynamics of societal phase shift. The fourth section outlines how abrupt changes have been theorized in biology and asks if this theory can be applied to society and how it relates to the theory based on shadow society. The last section examines the implication of the societal phase shift perspective for social movements and their strategies.
Gradual versus Abrupt Change in Western Thought
The paradigm of gradual change has been very influential in western thought. In this view, real change only happens little by little (Brinkmann, 1974; Scoville, 2017). To force abrupt change is dangerous. Since Aristotle’s time the principle “nature does not make jumps” (in Latin, “natura non facit saltm”) has been widely accepted in natural philosophy (Franklin, 1986).
Also in social and political philosophy, and in social sciences, gradualism and its variation, reformism, have been popular. Social evolution has usually been interpreted as occurring bit by bit, in contrast to the notion of revolutionary change. Revolutions are considered to be normal in technology, but not in society. Technological revolutions are thought to come about because of the inner logic of scientific research and market competition. They are something to which society and people must just adapt. However, according to the cultural lag hypothesis, social structures follow technical change only gradually (see e.g. Wilterdink and Form, 2009). On the other hand, if social revolutions occur, they are doomed to fail. Since the French Revolution, the phrase “the revolution devours its children”[32] has been repeated frequently.
After the revolts of 1968 and after the postmodern turn, it has been common to think that even aspirations to a revolutionary change are inherently dangerous. They contain a totalizing view on society which—if the movement in question is successful—is bound to lead to a totalitarian state (see e.g. Best and Kellner, 1997).
Yet, as a matter of fact, even nature does make jumps. This is most obvious in phase shifts. For example, ice turns into water at 0oC without any intermediate stage. Ice does not become softer and only then liquid. There is a clear-cut jump in the constitution of H20.[33]
Leaps also take place at the macro scale. For example, a clear shallow lake can abruptly become turbid or muddy, even though the flow of nutrients to the lake has been constant for a long time (see e.g. Scheffer et al., 2001). Also, the global bio-geophysical system has experienced many rapid shifts during its eons. A geological period may end and a new one begin very rapidly—even in just one year (see e.g. Masson-Delmotte et al., 2013). Human-induced climate change may also leap to a new state in the near future (e.g. due to the disappearance of the summer ice sheet in the Arctic). Such jumps can be expected to produce catastrophic consequences (see e.g. Collins et al., 2013). Thus, gradual change is only one possible pattern exhibited by nature.
Abrupt Social Changes in the Past and Present
Rapid and extensive social changes are also common as a consequence of wars, collapses of stock exchanges, etc. Yet, societies usually remain structurally the same after such changes. Therefore, you cannot speak about a societal phase shift or a change in the basic functioning of society. However, in some cases, local or wider society may abruptly alter course through a fundamental change.
When an earthquake, destructive flood or other natural disaster destroys the physical infrastructure of a locality, it also knocks down social hierarchies and market relations. However, according to many empirical studies, social chaos or general panic does not usually ensue. Only elites panic because they lose their power (Solnit, 2009; Quarantelli, 2001; Clarke and Chess, 2008). The rest of the population immediately organizes itself horizontally; they form grassroots rescue teams and arrange food, shelter, and other support for survivors (Solnit, 2009; Fritz, 1996; Stallings and Quarantelli, 1985). Thus, new egalitarian social structures arise in a moment.
Fundamental structural changes also happen during social revolutions or insurrections. In the Finnish language “revolution” is vallankumous, which literally means abolishing power (in the sense of domination). This gets close to what often has really happened in the first stages of historical revolutions. Various hierarchies and many kinds of domination (power over) dissolves. In their place, councils, factory committees, assembles and other entities pursuing direct democracy are created. These organizations certainly have a lot of power or capability to get things done co-operatively, but power over or domination is severely restricted. Unfortunately, this stage usually only lasts a short time, and old domination structures are restored or new ones created (Bookchin, 1996; Bookchin, 1998; Foran, 2002).
Many examples of such grassroots organization during revolutions include the following:
sectional assemblies of the French Revolution in 1790—1793 (Bookchin, 1996; T0nnesson, 1988);
factory committees, city and district councils, village assemblies and soldiers’ councils flourishing in Russia from February until October 1917, maintained until the Bolsheviks consolidated their power (Voline, 1990; Brinton, 1975; Bookchin, 2004);
the 2,100 councils established in 12 days during the Hungarian revolution of 1956 before the Soviet invasion destroyed these councils (Gutierrez, 2004; Arendt, 1958; Kosuth, 2007);
shoras (workers’ councils) during Iranian revolution of 1978 (Landy, 1981);
neighborhood and workplace assemblies during and after the economic crisis that hit Argentina in 2001 (Sitrin, 2012; Fifth Estate, 2002); and
the network of communes and councils which were put together in 2011, the development of which currently continues in Rojava, northern Syria (Knapp et al., 2016; Strangers in a Tangled Wilderness, 2015).
Thus, as in nature, gradual change is only one of the ways that society modifies itself. In certain situations abrupt structural changes can occur in societies.
Shadow Society and Abrupt Change
How is it possible for society to change abruptly? One explanation is that society is never a fully integrated whole. In any society there are always conflicts, fractures and undercurrents. These are so widespread that you can speak about the shadow society that exists side-by-side the official society.[34]
An essential part of the shadow society is the shadow economy. It comprises the production and distribution of goods and service that are not recognized in the official economy, and thus not usually taken into account when calculating Gross National Product (see e.g. Bennholdt-Thomsen and Mies, 1999; Gibson-Graham, 2006). This economic field is referred to by many terms with partially overlapping meanings: unofficial, informal, social, autonomous, post-capitalist, expolary, community, solidarity, subsistence, traditional, unregistered, indigenous, underground, family, black, gray, lumpen-bourgeois, or third sector (Shanin, 1999). Examples include: unpaid service production in households; unofficial exchanges of goods and services among friends, acquaintances and neighbors; and unpaid peer support in solving various technical problems. The shadow economy is huge, especially in poor countries, but even in western Europe it is about as big as the official economy when measured in working hours (Stiglitz et al., 2009 p. 127).
The shadow economy has been conceptualized in terms of flows— production, distribution and consumption—as is common in economic discourse. However, it can also be perceived in terms of reserves or accumulated resources. From this perspective it is easy to see that both the official and shadow economies are based on resources that are neither paid for nor included in economic calculations. Part of this common wealth is human-made, such as our cultural heritage. Most of these reserves are, however, created by nature over millennia and eons. When a resource is taken care of by a local, regional or global community, we can speak of a commons. Commons play an essential role in the shadow economy and many popular movements have risen to defend them against encroachment by the capitalist economy (see e.g. Bollier and Helfrich, 2012; Berkes, 1989).
These movements belong to a large body of social movements that attempt to create and change the rules under which they live.[35] They are important political actors. Yet political discourse usually ignores these actors and keeps silent about them. Accordingly, there exists a kind of shadow polity alongside the shadow economy. A part of this shadow polity includes their internal decision-making processes. In many cases, these processes try to prefigure democratic decision-making in a hoped-for future society (Day, 2005; Graeber, 2013). In situations where open movements or social action groups are too hard or impossible to organize, the shadow polity takes the form of an invisible resistance, which can include loitering, disobedience and sabotage. These kind of activities have been widespread in peasant societies and in state-socialist—a.k.a. state-capitalistic—countries (Scott, 1985; Filtzer, 1996; Kopstein, 1996).
The shadow society carries on the traditions of countless movements, and former less hierarchic and more democratic societies that attempted to turn the course of history. Bookchin calls this important history “the legacy of freedom,” knowledge of which can lessen control of the future[36] by the powers-that-be (1982). The use of the concept of “democratic civilization” by the imprisoned Kurdish leader, Abdullah Öcalan, has similar meaning (see Öcalan, 2016).
Human beings are social creatures and, as such, social conditions are reflected at the individual level. Like society, hardly any human mind or personality is a fully integrated whole. In different social circumstances we think and react differently and make different value judgments. This idea has been common during recent decades in post-structural thought: in different discourses the same person takes different subject positions (see e.g. Foucault, 1982; Henriques et al., 1984). Also, it has been widespread in Buddhist philosophy (see e.g. Kval0y, 1992). Yet, the idea of the normality of a mildly divided self has appeared occasionally also in mainstream western philosophy ever since Aristotle. It appears whenever the phenomena of self-deception and weakness of will or akrasia (Aristotle, 1925 bk. VII; Rorty, 1988) are discussed.
Accordingly, we can speak about a shadow personality that manifests itself when people act in a shadow society. We can include with it many traits that are repressed in present social circumstances. They exist only as desires and dreams, often only on a subconscious level.[37] This sphere of the unfulfilled and subliminal constitutes a hidden potentiality in any human being.
We can now put forward an explanation for rapid and profound societal change: In natural or human-caused disasters and revolutions all the functions of the prevailing society weaken or stop working altogether. This side of society moves to the background. At the same time the repressed, under-used or underestimated functions of shadow society become essential. The other side of society gets stronger and moves to the fore. The roles of these social spheres are swapped. The same happens on an individual level: the shadow personality comes to the fore and the former normal personality must go by the wayside.
Yet if the new situation stabilizes it is conceivable that in the new shadow society qualitative changes will occur. It no longer only represents the former dominant society but, in part of it, develops seeds and seedlings of new social forms ready to come to the fore in the next societal phase shift. The process of social change may have a dialectical character, as many thinkers have proposed (see e.g. Marx, 1996; Bookchin, 1990; Bhaskar, 1993).
In a sense, the theory of shadow society is a generalization or extension of the theory of dual power in social ecology (Bookchin, 2000; Biehl, 1998, pp. 123—124). Dual power theory deals with the best case scenario, where social movements have been able to organize a strong counter-power based on a confederation of municipalities before any societal phase shift. This has not proved the case in most historical revolutions—most organization occurs during and after the shift. The theory of a shadow society tries to explain why the shift was, and will be, possible in these bad cases.
Regime Shift Theory in Biology and its Relevance to Society
We could simply leave our pursuit of understanding abrupt social change at this. However, it would be good to develop a more nuanced picture of societal phase shift, especially of the social dynamics during periods of approaching rapid change. Therefore, it might be useful to look at how rapid structural changes are understood in biology, and attempt to apply those ideas to society.
In ecology, regime shift theory has been popular during recent decades. It developed from complexity theory, which originated in mathematics as a description of non-linear systems. Complexity research tries to understand how complex systems exhibit simple, system-wide behavior.
A regime is a certain behavior pattern or an oscillation range of an ecosystem. Regime shift theory tries to understand, on the one hand, how a certain regime is maintained or why normally the variability of the system is within certain bounds and, on the other hand, how a rapid shift to another regime is possible (Scheffer and Carpenter, 2003; Stockholm Resilience Center, 2015)
The key is the existence of negative and positive feedback mechanisms or loops. These exist where the “output” of the system has an effect on its “input.” Negative feedbacks maintain a system in its present regime. For example, when an influx of nutrients increases the amount of turbidity causing algae in a lake, the number of daphnia (small plankton animals) that eat them also increases and the clear-watered regime is maintained.
Positive feedbacks, instead, try to move the system to a different regime. For example, a small increase in turbidity kills some big water plants that protect daphnia. Fish then catch daphnia more easily, allowing algae to grow. The following turbidity increase kills more plants, which means that more daphnia get caught—causing more turbidity, and so on (Scheffer and van Nes, 2007; Jeppsen, 1998).
In normal circumstances, negative feedback loops dominate and the regime is preserved. Yet, in situations where the system reaches a tipping point, negative feedbacks may weaken and/or positive feedbacks may become so strong that the system rapidly moves to another regime.
Could this model be applied to society? What were the feedbacks that maintain the present order or try to change it? We could categorize as negative feedbacks all processes that gain strength when social order is endangered. For example, when a social change movement grows, there are attempts to undermine its influence by two opposite processes. On the one hand, a part of the movement is marginalized by labeling it violent and extremist, something from which ordinary people should keep at a distance. On the other hand, another part of the movement is integrated into the powers-that-be. It then seems that the movement proper is no longer needed because it has gained representation in the power structures (Mathiesen, 1982; Neocosmos, 2018).
Positive feedbacks, on the other hand, could be conceptualized as processes that potentially get stronger when the present order is challenged. For example, a social movement may encourage new people to join a movement or form new ones. A stronger and more versatile movement scene may encourage still more people to join, and so on. The same applies to many other things that happen in the shadow society. For instance, experiences in the shadow economy may provoke thoughts about alternatives, delegitimizing the prevailing order, and stimulating other activities in the shadow society, and so on.
One could further adapt the language and evidence of regime shift and complexity theory, but the scope of this essay is limited. Complexity theory forms part of systems theory, to which Bookchin and many other thinkers maintained an aversion because of its mechanistic approach (Bookchin, 1990 p. 149). Such an aversion is justified in regard to much of system discourse. However, complexity research goes beyond mechanistic models and tries to understand entities with memory, history, evolution and “revolutions” (Ernst, 2009; Ramalingam, 2013 p. 142). In fact, it has much common with dialectical thinking (Ernst, 2009).
Nevertheless, complexity theory uses many of the same concepts as the rest of the systems approach, such as feedback loops. This is a significant problem if it results in forgetting the uniqueness of life and human society. One solution is to take some relevant ideas from regime shift theory but reformulate them. For example “positive feedback loop” could be called “self-reinforcing social process” and “negative feedback” could be called “self-attenuating social process.”
Societal Phase Shift and Social Movements
So, what is the relevance of all of this? If this theory of shadow society helps to adequately explain abrupt social changes, what are the consequences?
First of all, this view can provide hope in our seemingly hopeless situation. Climate change, biodiversity loss, and other dangerous trends will lead to a global catastrophe if they are not stopped soon (see e.g. Steffen et al., 2015). It is easy to see that the reasons for inaction are the structures of our society. Yet, social change is usually thought to be very slow. This contradiction creates hopelessness. Therefore, seeing that, in principle at least, society can change very rapidly brings hope.
However, within this chain of thoughts lurks a danger. It can create a complacent attitude. Our analysis shows that revolution happens anyway. We don’t have to do anything—just wait and relax. This would be a wrong conclusion: the counter currents or positive feedback loops upon which societal phase shifts or revolutions are based are precisely our activities. If we are not active, counter currents will be too weak and there won’t be any revolution or, if it starts, it will fail quickly.
Although this analysis does not weaken the importance of movements and alternative projects, it provides another perspective for them. Making a systemic change in society is not building a new society one block at a time. Movements and projects cannot do it because no one knows which of their achievements will remain, and under present circumstances it is probable that many of them will falter. Instead, a reason why these activities are important is that they defend the existing shadow society and prefigure what society should and could be after a phase shift. Another reason is that they advance and work out processes—which can be called positive feedbacks— that, when a suitable situation arises, shift society to another phase. In other words, they can contribute to a revolution.
So far, in societal phase shifts, the “grassroots regime” has lasted only a short period of time. There are many reasons for the restoration of the hierarchical order. Outside pressure or even war has enforced their return. But often inside forces play an important role. For example, in the Russian revolution Lenin, Trotsky and the Bolshevik party were instrumental in suffocating the grassroots democratic institutions that sprang up all over the country in 1917 (Bookchin, 2004; Brinton, 1975).
For many it is difficult to believe that the grassroots democratic regime is the real thing upon which a future society could be built. They think that this is just a party after which the party takes over and surpasses the “inefficient” grassroots structures. Indeed, real democracy is very different from the present governance with its hierarchical structures.
However, for most people it is not so strange because, in its embryonic form, it has been widely exercised in the shadow society. Keeping in mind the utter destruction and misery caused by the existing order and the bleak or non-existent future it is promising us, one may wonder if we are under a spell of some sort when we regard the predominant form of society as normal. Perhaps the feeling that this is normal and there are no alternatives is an effect of the distorted mirror that the prevailing society and its cultural machinery keeps in front of us. Shadow society and its blossoming in crisis situations may show us a more adequate image of what we are, and what future society could be.
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